Course Description
Effective compliance programs require holistic approaches to ensure that individuals at every level of the organization understand and embrace the need for an ethical and compliant culture. Professional education and training programs in this area can help organizations mitigate risks and build a resilient culture grounded in ethics and compliance.
This course provides a broad overview of ethics and ethical challenges, the elements of an effective compliance program, and aspects related to compliance education, training, fraud, and risk assessment. The primary objective of this certificate program is to provide you with foundational knowledge that will help you better understand and manage the corporate ethics and compliance landscape.
Learning Outcomes
- Understand the different approaches to ethical reasoning and decision-making
- Gain knowledge to recognize compliance challenges and manage compliance risks
- Learn about the key issues related to ethics and compliance program management
- Identify the key elements of an effective compliance program
- Understand the importance of developing and maintaining a culture of ethics and compliance
Features and Benefits
- Fully online, self-paced program accessible from any device with a browser and reliable Internet connection
- Videos developed by expert faculty and staff in the Richard A. Chaifetz School of Business at Saint Louis University
- Supplemental video presentations by subject matter experts working in the field of ethics and compliance
- Personal ethics evaluation, virtual simulations, and online exercises provided by EthicsGame
- Official Saint Louis University-recognized certificate of completion
- Qualifies for 2 continuing education units (CEUs)
“The Compliance Certification Board (CCB)® has approved this event for up to 20.4 NON- live CCB CEUs based on a 50-minute hour. Continuing Education Units are awarded based on individual attendance records. Granting of prior approval in no way constitutes endorsement by CCB of this event content or of the event sponsor.”
Nitish Singh, Ph.D.
Professor of International Business
Course curriculum
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02
1. Why Doing the Right Thing Matters
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Video: Why Doing the Right Thing Matters - Part 1
FREE PREVIEW -
Video: Why Doing the Right Thing Matters - Part 2
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Reading: Chapter 1 - Why Doing the Right Thing Matters
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Supplemental Video: Creating or Improving an Ethics and Compliance Program
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Assessment: Quiz 1
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03
2. Dealing with Ethical Challenges
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Video: Dealing with Ethical Challenges - Part 1
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Video: Dealing with Ethical Challenges - Part 2
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Reading: Chapter 2 - Dealing with Ethical Challenges
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Video: Ethics for People on the Move
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Assignment: Ethical Lens Inventory
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Assignment: Reflection Paper
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Supplemental Video: Four Ethical Theories
FREE PREVIEW -
Assessment: Quiz 2
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04
3. Risk Assessment and Structuring the Program
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Video: Risk Assessment and Structuring the Program - Part 1
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Video: Risk Assessment and Structuring the Program - Part 2
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Reading: Chapter 4 - Risk Assessment and Structuring the Program
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Assignment: Ethics Exercises
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Supplemental Video: Conflict of Interest
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Assessment: Quiz 3
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05
4. Elements of a Compliance Program
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Video: Elements of a Compliance Program - Part 1
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Video: Elements of a Compliance Program - Part 2
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Reading: Chapter 5 - Elements of a Compliance Program
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Assessment: Quiz 4
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06
5. Oversight and a Culture of Compliance
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Video: Oversight and a Culture of Compliance
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Reading: Chapter 6 - Oversight and a Culture of Compliance
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Assignment: Simulation
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Supplemental Video: Ethical Leadership & Responsibility
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Assessment: Quiz 5
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07
6. Education and Training
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Video: Education and Training - Part 1
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Video: Education and Training - Part 2
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Reading: Chapter 7 - Education and Training
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Assessment: Quiz 6
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08
7. Understanding Fraud and Other Wrongdoing
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Video: Understanding Fraud and Other Wrongdoing
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Reading: Chapter 8 - Understanding Fraud and Other Wrongdoing
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Assignment: Simulation
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Assessment: Quiz 7
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09
8. Identification, Investigation, and Enforcement
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Video: Identification, Investigation, and Enforcement - Part 1
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Video: Identification, Investigation, and Enforcement - Part 2
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Reading: Chapter 9 - Identification, Investigation, and Enforcement
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Assessment: Quiz 8
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10
9. Compliance Program Evaluation
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Video: Evaluating the Compliance Program
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Reading: Chapter 10 - Compliance Program Evaluation
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Assessment: Quiz 9
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11
Final Exam
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Assessment: FCEC Final Exam
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Pricing options
Explain how different pricing options might be valuable to different segments of your audience.
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$695.00
Regular price